Hao Xie
謝皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Xie (謝皓), a licensed former licensee with CE reference ARF815. This person has 14.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-18 | 2022-07-18 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-07-18 | 2024-01-12 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-07 | 2019-07-18 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-07 | 2019-07-18 |
| DSG Financial Advisory (HK) Co. Limited 德誠金融顧問香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-07-26 | 2024-01-12 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-29 | 2017-03-10 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-29 | 2017-03-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-20 | 2016-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-20 | 2016-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-20 | 2016-03-01 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Hao Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mei Mei Yip | DSG Securities (Hong Kong) Limited | 2017–2022 |
| Yingshi Pan | DSG Securities (Hong Kong) Limited | 2017–2023 |
| Jinsong Wang | DSG Financial Advisory (HK) Co. Limited | 2019–2024 |
| Peter Kan Sun Chan | DSG Securities (Hong Kong) Limited | 2016–2019 |
| Tsz Wa Wong | DSG Financial Advisory (HK) Co. Limited | 2017–2019 |
| Chui Wah Chung | DSG Securities (Hong Kong) Limited | 2016–2018 |
| Siu Wa Yung | DSG Securities (Hong Kong) Limited | 2016–2017 |