Yingshi Pan
潘英世
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingshi Pan (潘英世), a licensed former licensee with CE reference APL915. This person has 14.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DSG Asset Management (HK) Company Limited 德誠環球資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-07-11 | 2024-08-26 |
| DSG Asset Management (HK) Company Limited 德誠環球資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-07-26 | 2019-07-11 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-04 | 2022-07-18 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-01-04 | 2023-09-30 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-24 | 2018-01-04 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-24 | 2018-01-04 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-04 | 2015-11-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-27 | 2014-04-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-27 | 2014-04-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-27 | 2012-07-10 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Yingshi Pan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.