Dan Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Li, a licensed former licensee with CE reference ARA997. This person has 3.3 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Fire Securities Limited 富中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-27 | 2022-07-23 |
| Grand Fire Securities Limited 富中證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-27 | 2022-07-23 |
| Grand Fire Securities Limited 富中證券有限公司 |
Rep | Type 9 - Asset management | 2019-03-27 | 2022-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.