Alexander Carl Gabriel Florsheim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Carl Gabriel Florsheim, a licensed former licensee with CE reference ARA488. This person has 11.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | RO | Type 1 - Dealing in securities | 2018-08-08 | 2020-10-14 |
| Carret Private Capital Limited | RO | Type 4 - Advising on securities | 2018-08-08 | 2020-10-14 |
| Carret Private Capital Limited | RO | Type 9 - Asset management | 2018-08-08 | 2020-10-14 |
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2017-01-20 | 2018-08-08 |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2017-01-20 | 2018-08-08 |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2017-01-20 | 2018-08-08 |
| Stobene Partners (Hong Kong) Limited | RO | Type 9 - Asset management | 2012-09-04 | 2016-12-30 |
| Stobene Partners (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-01-31 | 2016-12-30 |
| Stobene Partners (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2012-01-31 | 2016-12-30 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-05-13 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-05-13 | 2011-06-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander Carl Gabriel Florsheim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.