Margaret Su Lian Tay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Margaret Su Lian Tay, a licensed former licensee with CE reference AQZ911. This person has 2.9 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 - Advising on corporate finance | 2009-01-23 | 2011-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-05-13 | 2011-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-13 | 2009-01-23 |