Jorge Tseng Kuo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jorge Tseng Kuo, a licensed former licensee with CE reference AQW616. This person has 1.3 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enzard Limited | Rep | Type 4 - Advising on securities | 2010-11-30 | 2011-09-27 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-21 | 2008-11-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-21 | 2008-11-11 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Jorge Tseng Kuo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Richard Antony Wallace | Enzard Limited | 2010–2011 |
| Roderick Mark Waters | Enzard Limited | 2010–2011 |
| David John Scott | Enzard Limited | 2010–2011 |
| Charles Frederick de Trenck | Enzard Limited | 2010–2011 |