Ka Yin Kwok

郭家賢
CE No. AQW492 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Kwok (郭家賢), a licensed former licensee with CE reference AQW492. This person has 3.6 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
HF Securities and Futures Limited
匯福證券及期貨有限公司
Rep Type 1 - Dealing in securities 2016-02-24 2016-05-13
Planetree Securities Limited
梧桐證券有限公司
Rep Type 1 - Dealing in securities 2010-11-01 2014-03-26
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-04-17 2008-04-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yin Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Man Shan Leung Planetree Securities Limited 2010–2014
Jones Law Kwong Chu Planetree Securities Limited 2010–2014
Bryan Hing Yip Chan Planetree Securities Limited 2010–2014
Wang Tat Cheung Planetree Securities Limited 2010–2014
Polsion Leung Planetree Securities Limited 2010–2014
Ka Kit Ng Planetree Securities Limited 2010–2013
Houseman Pak Fai Ko Planetree Securities Limited 2010–2014
Alan Ngar Lok Cheung Planetree Securities Limited 2010–2014
Juliana Pui Ling Chan Planetree Securities Limited 2010–2014
Tat Leung Cheung Planetree Securities Limited 2010–2014
Kwok Wai Lau Planetree Securities Limited 2010–2014
Dennis Kwai Sang Lo Planetree Securities Limited 2010–2014
Sereena Kam Oi Leung Planetree Securities Limited 2010–2014
Kwai Chun Line Planetree Securities Limited 2010–2014
Kwok Hoi Poon Planetree Securities Limited 2010–2014
Siu Lung Tsui Planetree Securities Limited 2010–2014
Wai Kin Wong Planetree Securities Limited 2010–2014
Chi Kin Yau Planetree Securities Limited 2010–2014
Chi Chung Yau Planetree Securities Limited 2010–2014
Ke-Vin Chin Planetree Securities Limited 2012–2014
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