Caroline Wing Han Chan
陳咏嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Wing Han Chan (陳咏嫻), a licensed former licensee with CE reference AQS919. This person has 2.9 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-01 | 2017-12-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-01 | 2017-12-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-04-01 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-04-01 | 2008-10-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-01 | 2008-10-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Caroline Wing Han Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.