Kshitij Goel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kshitij Goel, a licensed former licensee with CE reference AQM623. This person has 6.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-09 | 2016-09-02 |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-07-09 | 2016-09-02 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-02 | 2013-03-29 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-02 | 2008-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-06-20 | 2008-12-18 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-14 | 2008-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kshitij Goel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.