Kwan Pak Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Pak Lai (黎君柏), a licensed Responsible Officer with CE reference AQM571. Currently licensed at 1 firm(s): Trade Rise Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.7 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trade Rise Limited 尚貿有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-28 | present |
| Trade Rise Limited 尚貿有限公司 |
RO | Type 4 - Advising on securities | 2025-11-28 | present |
| Trade Rise Limited 尚貿有限公司 |
RO | Type 9 - Asset management | 2025-11-28 | present |
| Trade Rise Limited 尚貿有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-05 | 2025-11-28 |
| Trade Rise Limited 尚貿有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-05 | 2025-11-28 |
| Trade Rise Limited 尚貿有限公司 |
Rep | Type 9 - Asset management | 2025-09-05 | 2025-11-28 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2023-11-01 | 2025-08-11 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
RO | Type 9 - Asset management | 2023-04-24 | 2025-08-11 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2023-03-16 | 2023-04-24 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
RO | Type 9 - Asset management | 2021-01-04 | 2023-02-28 |
| Ever-Long Futures Limited 長雄期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-17 | 2023-02-28 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-30 | 2021-01-04 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-12 | 2023-02-28 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-27 | 2018-01-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-27 | 2018-01-11 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-18 | 2017-09-03 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-18 | 2017-09-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-04 | 2016-04-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-24 | 2016-04-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-22 | 2011-03-24 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-14 | 2008-09-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Pak Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.