Shu Yan Cheung

張澍昕
CE No. AQM260 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Yan Cheung (張澍昕), a licensed former licensee with CE reference AQM260. This person has 11.3 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
RO Type 1 - Dealing in securities 2018-08-02 2021-09-02
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
RO Type 2 - Dealing in futures contracts 2018-08-02 2021-09-02
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 1 - Dealing in securities 2018-06-05 2018-08-02
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 2 - Dealing in futures contracts 2018-06-05 2018-08-02
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
RO Type 1 - Dealing in securities 2014-04-16 2016-02-18
HSBC Broking Securities (Hong Kong) Limited
滙豐金融證券(香港)有限公司
RO Type 1 - Dealing in securities 2014-04-16 2016-02-18
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2011-01-03 2016-02-18
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Rep Type 3 - Leveraged foreign exchange trading 2011-01-03 2016-02-18
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2008-02-06 2014-04-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Yan Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Patrick Shun Wai Lai HSBC Broking Forex (Asia) Limited 2011–2016
Stephen Chi Kwan Ng HSBC Broking Forex (Asia) Limited 2011–2016
Wai Yin Cheung HSBC Broking Forex (Asia) Limited 2011–2016
Kam Ho Fan HSBC Broking Forex (Asia) Limited 2011–2016
Ho Shing Yeung HSBC Broking Forex (Asia) Limited 2011–2016
Tsz Ping Chan HSBC Broking Forex (Asia) Limited 2011–2016
Yau Nin Lai HSBC Broking Forex (Asia) Limited 2011–2016
Chun Wah Lam HSBC Broking Forex (Asia) Limited 2011–2016
Matthew Man Wai Leung HSBC Broking Forex (Asia) Limited 2011–2016
Elaine Wai Yin Leung HSBC Broking Forex (Asia) Limited 2011–2016
Kwok Yin Li HSBC Broking Forex (Asia) Limited 2011–2016
Chi Kwan Lin HSBC Broking Forex (Asia) Limited 2011–2016
Ray Wai Yin Ng HSBC Broking Forex (Asia) Limited 2011–2016
Hong Yeung Ng HSBC Broking Forex (Asia) Limited 2011–2016
Tin Po Hung HSBC Broking Forex (Asia) Limited 2011–2016
Kwong Yan Ho HSBC Broking Forex (Asia) Limited 2011–2016
Wilfred Ka Tsun Hui HSBC Broking Forex (Asia) Limited 2011–2016
Ka Shun Ku HSBC Broking Forex (Asia) Limited 2011–2016
Chun Pong Lo HSBC Broking Forex (Asia) Limited 2011–2016
Julian Tsun Kiu Luk HSBC Broking Forex (Asia) Limited 2011–2016
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