Lei Luo
羅磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Luo (羅磊), a licensed former licensee with CE reference AQF573. This person has 15.8 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-02 | 2024-01-25 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-09 | 2017-11-25 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-09 | 2017-11-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-02 | 2012-12-12 |