Wing Nam Yam
任詠枬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Nam Yam (任詠枬), a licensed former licensee with CE reference AQA231. This person has 1.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-03-22 | 2011-09-03 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-16 | 2011-09-03 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-21 | 2008-03-26 |
| Standard Life Investments (Asia) Limited | Rep | Type 9 - Asset management | 2007-11-21 | 2008-03-26 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-11-21 | 2008-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Nam Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.