Simon Arnold John Gregory-Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Arnold John Gregory-Roberts, a licensed former licensee with CE reference APW359. This person has 11.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | Rep | Type 1 - Dealing in securities | 2021-04-08 | 2026-03-01 |
| Macquarie Asia Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2013-03-21 | 2016-12-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-25 | 2010-08-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-25 | 2010-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Arnold John Gregory-Roberts during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.