Roderik Cornelis van der Graaf
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roderik Cornelis van der Graaf, a licensed former licensee with CE reference APV504. This person has 4.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASPIRE Multi-Family Office Limited | RO | Type 9 - Asset management | 2016-11-08 | 2018-03-29 |
| Formax Asset Management Limited 福億資產管理有限公司 |
RO | Type 9 - Asset management | 2014-06-10 | 2014-10-31 |
| Beyond Hong Kong Limited | RO | Type 9 - Asset management | 2011-12-23 | 2013-01-02 |
| All Options Asia Limited | Rep | Type 1 - Dealing in securities | 2010-04-26 | 2010-08-31 |
| All Options Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-04-26 | 2010-08-31 |
| All Options Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-04-26 | 2010-08-31 |
| All Options Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-04-26 | 2010-08-31 |
| LIM Advisors Limited | Rep | Type 9 - Asset management | 2008-09-02 | 2009-05-14 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-15 | 2008-07-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-15 | 2008-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roderik Cornelis van der Graaf during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.