Bennett Siu Fung Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bennett Siu Fung Lee (李兆峰), a licensed Representative with CE reference APQ513. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-03 | 2017-10-02 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-03 | 2017-10-02 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-28 | 2009-07-22 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-19 | 2009-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bennett Siu Fung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.