Alexandre Maurice Louis Werno
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexandre Maurice Louis Werno, a licensed former licensee with CE reference APP898. This person has 13.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-01 | 2023-10-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-01 | 2023-10-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-21 | 2018-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-21 | 2018-12-31 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-04 | 2017-11-01 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 4 - Advising on securities | 2015-07-31 | 2017-11-01 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 9 - Asset management | 2015-07-31 | 2017-11-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-30 | 2013-05-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-11 | 2013-05-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexandre Maurice Louis Werno during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.