Raiford Cohen Cockfield III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raiford Cohen Cockfield III, a licensed former licensee with CE reference APM165. This person has 1.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-30 | 2009-03-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-30 | 2009-03-24 |