Wing Sin Siu
蕭詠善
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sin Siu (蕭詠善), a licensed former licensee with CE reference APK361. This person has 11.8 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-23 | 2021-02-08 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-23 | 2021-02-08 |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-23 | 2020-06-30 |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-05-23 | 2020-06-30 |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 4 - Advising on securities | 2018-05-23 | 2020-06-30 |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 9 - Asset management | 2018-05-23 | 2020-06-30 |
| Eagle Trader Asset Management Limited 老鷹量化資產管理有限公司 |
RO | Type 9 - Asset management | 2016-10-20 | 2018-04-23 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-04-05 | 2018-04-23 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-03 | 2018-04-23 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-03 | 2016-04-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-13 | 2015-10-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-25 | 2015-10-07 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-25 | 2015-10-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-05 | 2014-06-13 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-05 | 2014-06-13 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-17 | 2014-04-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-30 | 2013-07-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-08-14 | 2013-07-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-16 | 2013-07-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-16 | 2013-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Sin Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.