James Anthony Warren Gotto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Anthony Warren Gotto, a licensed former licensee with CE reference APK228. This person has 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-08-14 | 2007-09-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Anthony Warren Gotto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.