Chieh Chen
陳潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chieh Chen (陳潔), a licensed former licensee with CE reference APJ683. This person has 12.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2021-08-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2014-09-17 | 2021-08-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-07-26 | 2014-06-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2012-07-26 | 2014-06-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-06 | 2011-12-17 |
| Coventry Capital HK Limited | Rep | Type 1 - Dealing in securities | 2010-06-11 | 2011-07-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-08-13 | 2009-07-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-08-13 | 2009-07-28 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Chieh Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Charles Teng-Iao Wong | Coventry Capital HK Limited | 2010–2011 |
| Han Shin Lee | Coventry Capital HK Limited | 2010–2011 |
| Julian Moritz Schillinger | Coventry Capital HK Limited | 2010–2011 |
| Elliot Justin Lem | Coventry Capital HK Limited | 2010–2011 |
| Mahito Isobe | Coventry Capital HK Limited | 2010–2011 |
| Haw Siang Hon | Coventry Capital HK Limited | 2010–2011 |
| Kevin Kwok Ching Law | Coventry Capital HK Limited | 2010–2011 |
| Deborah Chin-Hui Chien | Coventry Capital HK Limited | 2010 |