Kwai Wa Ng
吳貴華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Wa Ng (吳貴華), a licensed former licensee with CE reference APJ320. This person has 6.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-29 | 2019-04-04 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-18 | 2017-06-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2015-06-01 | 2015-09-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-30 | 2015-09-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-30 | 2015-09-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-30 | 2015-09-01 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-02 | 2014-04-29 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-02 | 2014-04-29 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-13 | 2008-06-30 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-13 | 2008-06-30 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-13 | 2008-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-04 | 2008-04-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-07 | 2008-04-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-07 | 2008-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Wa Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.