Li-Ling Pan
潘俐伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li-Ling Pan (潘俐伶), a licensed former licensee with CE reference APJ141. This person has 3.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-05 | 2011-10-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-09 | 2010-10-23 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-01 | 2008-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li-Ling Pan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.