Wai Kee Ng
吳偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kee Ng (吳偉基), a licensed former licensee with CE reference APC928. This person has 4.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-07 | 2012-02-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-07 | 2012-02-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-07 | 2010-05-24 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-04 | 2009-05-06 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-25 | 2008-05-28 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kee Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chai Mui Chan | Shinko Securities (H.K.) Limited | 2008–2009 |
| Tadashi Hakamata | Shinko Securities (H.K.) Limited | 2008–2009 |
| Mei Kanetomo | Shinko Securities (H.K.) Limited | 2008–2009 |
| Soo Kai Lee | Shinko Securities (H.K.) Limited | 2008–2009 |
| Ka Wing Pun | Shinko Securities (H.K.) Limited | 2008–2009 |
| Toru Chishima | Shinko Securities (H.K.) Limited | 2008–2009 |
| Kunihiko Kawai | Shinko Securities (H.K.) Limited | 2008–2009 |