Kermit Tao-Hung Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kermit Tao-Hung Lee, a licensed former licensee with CE reference APC692. This person has 8.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Integrity Capital Management (HK) Limited | RO | Type 9 - Asset management | 2015-12-04 | 2022-08-31 |
| Integrity Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2015-07-30 | 2015-12-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2008-11-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-10 | 2008-11-07 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-27 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-06-27 | 2008-09-29 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Kermit Tao-Hung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Gary Yu Chia Chang | Integrity Capital Management (HK) Limited | 2015–2022 |
| Ann Kam Kee Leung | Integrity Capital Management (HK) Limited | 2015–2020 |
| Yu-Sheng Kai | Integrity Capital Management (HK) Limited | 2015–2020 |
| Yewen Derek Ying | Integrity Capital Management (HK) Limited | 2015–2022 |
| Yue Hin Lo | Integrity Capital Management (HK) Limited | 2015–2020 |
| Shiu Sum Kam | Integrity Capital Management (HK) Limited | 2020–2022 |
| Fang Wang | Integrity Capital Management (HK) Limited | 2022 |