Hector Sem
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hector Sem, a licensed former licensee with CE reference APC670. This person has 5.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-01 | 2012-08-15 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-02 | 2012-08-15 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-03 | 2010-08-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-03 | 2010-08-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-07-03 | 2010-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hector Sem during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.