Tony Shu
徐成東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Shu (徐成東), a licensed Representative with CE reference APC238. Currently licensed at 1 firm(s): Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 16.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-10 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-05 | 2009-04-26 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-05 | 2009-04-26 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-05 | 2009-04-26 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-24 | 2007-12-29 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-24 | 2007-12-29 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-24 | 2007-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tony Shu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.