Ye Li

李曄
CE No. APC146 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Li (李曄), a licensed former licensee with CE reference APC146. This person has 3.9 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
Rep Type 4 - Advising on securities 2007-07-30 2011-06-30
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
Rep Type 9 - Asset management 2007-07-30 2011-06-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ye Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ken Chin Chung Ge Shang Investment (Hong Kong) Limited 2007–2011
Freda Wing Yin Chan Ge Shang Investment (Hong Kong) Limited 2007–2011
Man Sing Law Ge Shang Investment (Hong Kong) Limited 2007–2011
James Chin Yu Chen Ge Shang Investment (Hong Kong) Limited 2007–2011
Jin Xu Ge Shang Investment (Hong Kong) Limited 2007–2011
Dominic Tak Yan Tam Ge Shang Investment (Hong Kong) Limited 2007–2011
Valerie Hak Wing Wong Ge Shang Investment (Hong Kong) Limited 2007–2011
Cici Leung Ge Shang Investment (Hong Kong) Limited 2007–2010
Kuen Kuen Mak Ge Shang Investment (Hong Kong) Limited 2007–2010
Julius Wang Ge Shang Investment (Hong Kong) Limited 2007–2011
Daniel Hua-Chang Wang Ge Shang Investment (Hong Kong) Limited 2007–2011
Jerry Hua-Lin Wang Ge Shang Investment (Hong Kong) Limited 2007–2011
Annie Yue Wai Tang Ge Shang Investment (Hong Kong) Limited 2007–2010
Timothy Kwok Hung Tang Ge Shang Investment (Hong Kong) Limited 2008–2011
Pak Kin Wong Ge Shang Investment (Hong Kong) Limited 2008–2011
Guang Lei Yang Ge Shang Investment (Hong Kong) Limited 2008–2010
Eddie Shiu Keung Pow Ge Shang Investment (Hong Kong) Limited 2007–2009
Aaron Wan Cheung Ge Shang Investment (Hong Kong) Limited 2007–2009
Pak Hong Lau Ge Shang Investment (Hong Kong) Limited 2007–2009
Yiu Fai Chan Ge Shang Investment (Hong Kong) Limited 2007–2009

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