Jialin Xie
謝嘉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jialin Xie (謝嘉琳), a licensed former licensee with CE reference APB506. This person has 9.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-28 | 2024-11-19 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-12-28 | 2024-04-29 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 1 - Dealing in securities | 2012-07-25 | 2012-12-31 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 4 - Advising on securities | 2012-07-25 | 2012-12-31 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-08 | 2012-07-25 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-08 | 2012-07-25 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-08 | 2009-08-20 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-08 | 2009-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jialin Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.