Haiyan Qiu
邱海燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haiyan Qiu (邱海燕), a licensed former licensee with CE reference AOX910. This person has 13.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 4 - Advising on securities | 2018-05-31 | 2021-05-21 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-15 | 2018-05-31 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 9 - Asset management | 2018-02-13 | 2021-05-21 |
| SPQ Asia Capital Limited | Rep | Type 9 - Asset management | 2016-09-06 | 2017-10-04 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-29 | 2016-08-01 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2012-05-30 | 2014-09-05 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-24 | 2012-05-30 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-25 | 2011-02-01 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-23 | 2010-06-01 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-17 | 2010-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Haiyan Qiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.