Tow Lee Lim
林道理
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tow Lee Lim (林道理), a licensed former licensee with CE reference AOW936. This person has 4.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-17 | 2020-01-10 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-07-17 | 2020-01-10 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-04 | 2011-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tow Lee Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.