David Paul Gray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Paul Gray, a licensed former licensee with CE reference AOV336. This person has 6.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2015-12-02 | 2016-03-15 |
| State Street Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2015-12-02 | 2016-03-15 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-11-08 | 2014-03-31 |
| Parry International Trading Limited | RO | Type 1 - Dealing in securities | 2011-12-01 | 2012-06-01 |
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2010-10-15 | 2011-07-18 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2010-06-22 | 2011-07-18 |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2007-07-16 | 2011-07-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-04-23 | 2007-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Paul Gray during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.