Grant David Barratt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grant David Barratt, a licensed former licensee with CE reference AOU485. This person has 3.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2008-01-28 | 2010-12-13 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-04-16 | 2008-01-28 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Grant David Barratt during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Barry Jonathon Gershon | Jefferies Bache (Hong Kong) Limited | 2007–2010 |
| Zhiyu Xing | Jefferies Bache (Hong Kong) Limited | 2007–2010 |
| Kin Man Leung | Jefferies Bache (Hong Kong) Limited | 2008–2010 |
| Ashwan Kumar Malhotra | Jefferies Bache (Hong Kong) Limited | 2007–2010 |
| Toshihisa Sato | Jefferies Bache (Hong Kong) Limited | 2007 |