Michael Hong Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Hong Liu, a licensed former licensee with CE reference AOU173. This person has 15.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lighthorse Asset Management (HK) Limited | RO | Type 1 - Dealing in securities | 2010-06-18 | 2016-11-22 |
| Lighthorse Asset Management (HK) Limited | RO | Type 4 - Advising on securities | 2010-06-18 | 2025-04-18 |
| Lighthorse Asset Management (HK) Limited | RO | Type 9 - Asset management | 2009-09-04 | 2025-04-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Hong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.