Joanne Chui Ha Law
羅翠霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Chui Ha Law (羅翠霞), a licensed former licensee with CE reference AOU121. This person has 14.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-07-23 | 2021-07-27 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-07-23 | 2021-07-27 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-03 | 2022-10-05 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-04 | 2011-10-04 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-04 | 2011-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joanne Chui Ha Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.