Wai Yip Siu

蕭偉業
CE No. AOU052 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yip Siu (蕭偉業), a licensed former licensee with CE reference AOU052. This person has 0.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2007-04-04 2007-05-15
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts 2007-04-04 2007-05-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yip Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Yiu Kwok Southwest Securities (HK) Futures Limited 2007
Kin Tak Au Southwest Securities (HK) Futures Limited 2007
Oi Yee Liu Southwest Securities (HK) Futures Limited 2007
Timothy Chi Kong Tsang Southwest Securities (HK) Futures Limited 2007
Tat Wai Chan Southwest Securities (HK) Futures Limited 2007
Wai Kwok Chim Southwest Securities (HK) Futures Limited 2007
Yi Fung Wong Southwest Securities (HK) Futures Limited 2007
Kelvin Lai Sang Yip Southwest Securities (HK) Futures Limited 2007
Johnson Shing Tong Southwest Securities (HK) Futures Limited 2007
Wai Kit Lee Southwest Securities (HK) Futures Limited 2007
Chi Hong Li Southwest Securities (HK) Futures Limited 2007
Tit Shan Pun Southwest Securities (HK) Futures Limited 2007
Parkson Kong Chung Chan Southwest Securities (HK) Futures Limited 2007
Erica Man Sze Cheung Southwest Securities (HK) Futures Limited 2007
Nga Yin Cham Southwest Securities (HK) Futures Limited 2007
Yik Cheng Southwest Securities (HK) Futures Limited 2007
Kevin Ka Ho Cheung Southwest Securities (HK) Futures Limited 2007
Tsz Man Fong Southwest Securities (HK) Futures Limited 2007
Kin Bor Ho Southwest Securities (HK) Futures Limited 2007
Rebecca Hui Southwest Securities (HK) Futures Limited 2007
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