Tracy Ho Yee Lau
劉可兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracy Ho Yee Lau (劉可兒), a licensed Responsible Officer with CE reference AOQ704. Currently licensed at 1 firm(s): Carlyle Hong Kong Equity Management Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 19.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyle Hong Kong Equity Management Limited 凱雷香港股權管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-20 | present |
| Carlyle Hong Kong Equity Management Limited 凱雷香港股權管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-03 | 2021-08-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-22 | 2021-01-22 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2018-02-22 | 2021-01-22 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-29 | 2018-02-22 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-29 | 2018-02-22 |
| Barings Investment Advisers (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2013-01-07 | 2018-01-23 |
| Barings Investment Advisers (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2013-01-07 | 2018-01-23 |
| Barings Investment Advisers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-04-14 | 2013-01-07 |
| Barings Investment Advisers (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-04-14 | 2013-01-07 |
| Barings Investment Advisers (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-04-14 | 2013-02-08 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-05 | 2011-04-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-05 | 2011-04-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-03-05 | 2011-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tracy Ho Yee Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.