Katherine Tsz Lan Tai
戴梓蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Tsz Lan Tai (戴梓蘭), a licensed former licensee with CE reference AOP179. This person has 13.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-11-27 | 2021-07-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-07-29 | 2018-09-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-07-29 | 2018-10-18 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-03 | 2013-04-02 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-17 | 2012-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-26 | 2010-03-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-26 | 2010-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Tsz Lan Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.