James Ji-Kin Lumsdaine
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ji-Kin Lumsdaine, a licensed former licensee with CE reference AON376. This person has 8.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PacBridge Capital Partners (HK) Limited | RO | Type 6 - Advising on corporate finance | 2014-02-11 | 2016-01-27 |
| PacBridge Capital Partners (HK) Limited | Rep | Type 6 - Advising on corporate finance | 2011-05-18 | 2014-02-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-04-18 | 2011-04-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-04-18 | 2011-04-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-04-18 | 2011-04-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-04-18 | 2011-04-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-04-18 | 2011-04-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-04-18 | 2011-04-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-05 | 2007-03-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-02-05 | 2007-03-10 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-02-05 | 2007-03-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ji-Kin Lumsdaine during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.