Yin Chen
陳垠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Chen (陳垠), a licensed former licensee with CE reference AOI998. This person has 2.6 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-14 | 2010-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-08-14 | 2010-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-08-14 | 2010-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-08-14 | 2010-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-14 | 2010-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-14 | 2010-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-06-26 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-06-26 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-06-26 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-06-26 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-26 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-26 | 2009-01-12 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-12-29 | 2007-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.