Douglas Alexander Ferguson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Alexander Ferguson, a licensed former licensee with CE reference AOI987. This person has 1.1 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allco Finance (Asia) Limited | RO | Type 1 - Dealing in securities | 2007-09-21 | 2008-03-17 |
| Allco Finance (Asia) Limited | RO | Type 4 - Advising on securities | 2007-09-21 | 2008-03-17 |
| CC SIF Advisory Limited | RO | Type 4 - Advising on securities | 2007-02-26 | 2008-04-08 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Douglas Alexander Ferguson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Elaine Ling Yee Cheung | CC SIF Advisory Limited | 2007–2008 |
| Ka Ching Wong | CC SIF Advisory Limited | 2007–2008 |
| Jun Hu | CC SIF Advisory Limited | 2007–2008 |
| Frank John Tearle | Allco Finance (Asia) Limited | 2007–2008 |
| Miu Cheung | CC SIF Advisory Limited | 2007–2008 |
| Ling Yan Yeung | CC SIF Advisory Limited | 2007–2008 |
| William Ho Leung Lee | CC SIF Advisory Limited | 2008 |
| Justin Matthew Lewis | CC SIF Advisory Limited | 2007 |