Amit Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amit Gupta, a licensed former licensee with CE reference AOD057. This person has 15.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NewQuest Capital Advisors (HK) Limited | RO | Type 9 - Asset management | 2012-03-08 | 2022-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2011-04-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-23 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-03 | 2011-04-15 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Amit Gupta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bonnie Sum Wai Lo-Man | NewQuest Capital Advisors (HK) Limited | 2012–2022 |
| Darren Charles Massara | NewQuest Capital Advisors (HK) Limited | 2012–2022 |
| Alex Jiu Lik Shum | NewQuest Capital Advisors (HK) Limited | 2012–2022 |
| Min Lin | NewQuest Capital Advisors (HK) Limited | 2012–2022 |
| Chen Ji | NewQuest Capital Advisors (HK) Limited | 2012–2021 |
| Kin Ting Ng | NewQuest Capital Advisors (HK) Limited | 2014–2022 |
| Vijay Thomas Jacob | NewQuest Capital Advisors (HK) Limited | 2012–2018 |
| Ying Leong Lee | NewQuest Capital Advisors (HK) Limited | 2015–2020 |
| Anne Li | NewQuest Capital Advisors (HK) Limited | 2012–2017 |
| Mamtesh Sugla | NewQuest Capital Advisors (HK) Limited | 2014–2017 |
| Zhongjie Feng | NewQuest Capital Advisors (HK) Limited | 2015–2017 |
| Ji Hong Lim | NewQuest Capital Advisors (HK) Limited | 2021–2022 |
| Daizong Wang | NewQuest Capital Advisors (HK) Limited | 2016–2017 |
| Vivien Yin Chung Chan | NewQuest Capital Advisors (HK) Limited | 2022 |