Jianfeng Sun
孫劍鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianfeng Sun (孫劍鋒), a licensed Responsible Officer with CE reference AOC797. Currently licensed at 1 firm(s): CPE Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPE Asset Management Limited 源峰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-10-31 | present |
| CPE Asset Management Limited 源峰資產管理有限公司 |
RO | Type 9 - Asset management | 2022-10-31 | present |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-05-26 | 2022-01-01 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 9 - Asset management | 2021-05-26 | 2022-01-01 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-04-13 | 2021-05-26 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-05 | 2021-05-26 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-13 | 2020-09-21 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-08-13 | 2020-09-21 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-13 | 2020-09-21 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-23 | 2020-08-13 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-05-23 | 2020-08-13 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 4 - Advising on securities | 2017-05-23 | 2020-08-13 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-19 | 2017-05-16 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-25 | 2017-05-16 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-05-25 | 2017-05-16 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-04 | 2012-05-25 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-04 | 2012-05-25 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-27 | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-27 | 2008-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jianfeng Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.