Matthew James Emeny
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew James Emeny, a licensed former licensee with CE reference AOB739. This person has 3.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-16 | 2010-03-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2008-06-16 | 2010-03-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-06-16 | 2010-03-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-06-16 | 2010-03-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2008-06-16 | 2010-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-01-27 | 2008-03-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-01-27 | 2008-03-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-01-27 | 2008-03-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-10-23 | 2007-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-10-23 | 2007-01-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-23 | 2007-01-22 |