Connie Chi Yun Ho
何志恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Chi Yun Ho (何志恩), a licensed former licensee with CE reference AOA083. This person has 12.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-18 | 2019-12-20 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-30 | 2019-12-20 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-07 | 2018-05-28 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 - Advising on securities | 2006-09-25 | 2012-02-16 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | 2006-09-25 | 2007-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Connie Chi Yun Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.