Sze Wan Mak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wan Mak (麥詩韻), a licensed Representative with CE reference ANZ865. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Futures (Hong Kong) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 18.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-24 | present |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-24 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-24 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-19 | 2018-01-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-14 | 2018-01-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-14 | 2018-01-31 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2006-11-13 | 2007-05-28 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-11-13 | 2007-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Wan Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.