James Tai Keun Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Tai Keun Lim, a licensed former licensee with CE reference ANY115. This person has 3.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-06-24 | 2022-01-20 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-06-24 | 2022-01-20 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-06-24 | 2022-01-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-18 | 2008-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Tai Keun Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.