Kenneth Kin Wah Law
羅建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Wah Law (羅建華), a licensed former licensee with CE reference ANY057. This person has 6.9 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-19 | 2022-11-09 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-08-19 | 2022-11-09 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 - Asset management | 2021-08-19 | 2022-11-09 |
| EverShine International Securities Limited 永盛國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-03 | 2021-03-09 |
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-10-03 | 2021-03-09 |
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-10-03 | 2021-03-09 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-20 | 2017-03-27 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-05-20 | 2017-03-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-14 | 2009-02-12 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-14 | 2009-02-12 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-09-14 | 2009-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Kin Wah Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.