William Jing Yeung Lau
劉正揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Jing Yeung Lau (劉正揚), a licensed former licensee with CE reference ANV150. This person has 2.9 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-04 | 2020-11-30 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 9 - Asset management | 2019-06-04 | 2020-11-30 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-15 | 2018-01-19 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-15 | 2018-01-19 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 - Asset management | 2017-11-15 | 2018-01-19 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-04 | 2008-04-22 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-04 | 2008-04-22 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-04 | 2008-04-22 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-19 | 2008-01-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-01-19 | 2008-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Jing Yeung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.