Xiao Wang

王晓
CE No. ANS162 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Wang (王晓), a licensed Responsible Officer with CE reference ANS162. Currently licensed at 1 firm(s): Elevation Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
Elevation Investment Management Limited
尚峰資本管理有限公司
RO Type 4 - Advising on securities 2023-09-25 present
Elevation Investment Management Limited
尚峰資本管理有限公司
RO Type 9 - Asset management 2016-12-20 present
PV Capital (HK) Limited RO Type 9 - Asset management 2013-04-18 2014-11-07
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2006-08-01 2008-08-01
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2006-08-01 2008-08-01

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pak Chi Hui Elevation Investment Management Limited 2016–present
Wing Keung Wong Elevation Investment Management Limited 2021–2024
Chi Wai Leung Elevation Investment Management Limited 2024–present
Xinliang Zhang PV Capital (HK) Limited 2013–2014
Kevin Ji PV Capital (HK) Limited 2013–2014
Bo Zhang PV Capital (HK) Limited 2014
Siliang Jiang PV Capital (HK) Limited 2014

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